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Compliance Reporter Events

 
The 6th Marketing & Advertising Compliance Forum for Investment Advisers 
The Princeton Club, New York City September 16, 2010 - September 17, 2010
 

 

 
http://www.frallc.com/conference.aspx?ccode=B772  
 
 
5th Annual Reconciliations & Exception Management Conference 
NY, NY September 22, 2010
 

 

 
http://www.ftfnews.com//index.php?mod=Events&op=read&id=55  
 
 
Shared Services Exchange™ 
The Hague, Netherlands September 26, 2010 - September 28, 2010
 

Shared Service Centres have long been seen as the cost saving centre of HR, Finance & Accounting and IT processes, but with changing employment trends and global challenges facing organisations, how can SSC's continually offer service value?

Unlike typical conferences, the Shared Services Exchange™ , which will be co-located with the Corporate Finance Exchange™, focuses on networking, strategic conference sessions and one-on-one meetings with solution providers. The Exchange invites strategic decision makers to take a step back from their current operations, see what strategies and solutions others are adopting, develop new partnerships and make investment choices that deliver innovative solutions and benefits to their businesses.

To request your complimentary invitation or for information on solution provider packages, please contact Kate Bentley: exchangeinfo@iqpc.com or call +44 (0) 207 368 9340

 
www.sharedservicesexchange.co.uk  
 
 
Corporate Finance Exchange™  
The Netherlands September 26, 2010 - September 27, 2010
 

Due to great demand we are excited to announce the Corporate Finance Exchange™, a networking forum for Senior Finance Executives looking to establish their role as a strategic leader within their organisation.

The Corporate Finance Exchange™ allows senior finance executives to gather new perspectives, network with peers and assess the latest solutions and technologies available that will help them achieve their targets. Challenged with reducing capital expenditure, closely monitoring working capital and reducing company wide spending, it is now more important than ever for senior finance executives to continually look for innovative strategies and lead by example. The Exchange is unlike a typical conference; with senior level networking, CFO led conference sessions, interactive BrainWeaves™ and one-on-one meetings with leading solution providers.

To request your invitation, please contact exchangeinfo@iqpc.com or call +44 (0) 207 368 9709

www.corporatefinanceexchange.co.uk

 
www.corporatefinanceexchange.co.uk  
 
 
The Ascendant Investment Adviser Compliance Conference Capitalize on Compliance 
Washington, DC September 26, 2010 - September 28, 2010
 

Capitalize on Compliance in Washington, DC

Analysis, Experience & Answers You Need

Park Hyatt Washington
Washington, DC 20037
September 26 – 28, 2010

The US financial system is experiencing its most significant reform since the 1930's and the new legislation will forever change the way Investment Advisers do business. The Ascendant Conference places the issues on the table and sorts them all out.

Ascendant programs meet criteria for continuing education credits for accountants, financial planners and attorneys.
For more information about this conference please visit http://www.ascendantcompliance.com/currentconference.html or call 860-435-2255 

 
http://www.ascendantcompliance.com/currentconference.html  
 
 
Legal Technology Exchange 
Ponte Vedra Beach, Florida October 3, 2010 - October 5, 2010
 

Legal Technology Exchange

October 3-5, 2010

Sawgrass Marriott Golf Resort & Spa

Ponte Vedra Beach, Florida

www.legaltechnologyexchange.com

As legal executives work balance the conflicting goals of complying with increased regulation and reducing costs, they are closely scrutinizing budgets, re-defining vendor relationships and implementing new technology to better manage workflow and data. Join a selection of America's most respected thought leadership at the Legal Technology Exchange, October 3-5, 2010, to develop a new approach to technology planning that will bolster your organization's legal department with more pointed use of technology.

Building on the success of our last three Exchanges, we have developed a collaborative, user-driven program that allows attendees to:

Leverage vendor relationships to increase ROI for each dollar spent on document management & ESI
Optimize your budget to create an ideal balance of in-house and outsourced eDiscovery and matter management processes
Use new developments such as cloud computing and storage options to improve search ability
Increase efficiencies in matter management for both in-house and outside counsel
Transition documentation management to better handle matter management through in-house operation solutions
The Legal Technology Exchange brings together senior technology officers from corporate legal departments and law firms to tackle the strategic challenges you face as you look to optimize your legal spend for 2010 and 2011. We offer an exclusive, invitation-only format to ensure high-level and thought-provoking discussions that allow you to directly impact and add value to your current strategy.

Visit our website, www.legaltechnologyexchange.com, for resources and to learn how to your organization can participate.


 

 
http://www.legaltechnologyexchange.com/Event.aspx?id=322586  
 
 
Finadium 
New York. NY October 19, 2010
 

Hear from leading hedge funds, prime brokers, securities lending agents and other industry specialists on best practices and emerging trends in the prime brokerage, securities finance and asset servicing industries. The event also features highlights of topics and data from Finadium's independent research reports. Lunch will be provided and networking is encouraged.

 
http://www.finadium.com/site/conference_1010.php  
 
 
Oil and Gas Governance Ethics and Compliance 
Houston, TX October 19, 2010 - October 20, 2010
 

Senior Compliance, Ethics and Governance Professionals from companies including BP, Pride International, Parker Drilling, Peabody Energy, Tesoro Corporation, BPX Energy, Halliburton, El Paso Corporation, Canadian Natural Resources and many more will offer insights into: recent FCPA updates and guidelines to manage compliance and reduce violations; how key oil & gas companies are organizing and structuring their compliance departments; strategies for monitoring and auditing 3rd parties in the US as well as Globally to ensure continued compliance; the relationships and conflicts between international trade laws and FCPA Anti-Money laundering training as a major component of the compliance program; overcoming the challenges of communicating business codes of conduct in developing countries

Our conferences are not trade shows, but end user focused discussions that take place in an intimate classroom style environment that is conducive to both networking and collaboration among senior level executives.

Please visit http://www.marcusevansch.com/croilandgas for more information.

 
http://www.marcusevansch.com/croilandgas  
 
 
UCITS for Fund Managers 
The Princeton Club, New York City November 8, 2010
 

UCITS have been declared the "gold standard" as the only European retail and institutional financial product that has achieved global investor acceptance.

Join Financial Research Associates in New York this autumn as we proudly present our inaugural conference on UCITS for Fund Managers where top industry professionals will gather for an intense full day conference loaded with all the information you need to determine how to capitalize on this explosively-growing market.

Top Reasons to Attend:

Hear...our savvy faculty talk about the opportunities for capital raising afforded by UCITS
Find out...why UCITS is the buzz around every water cooler on Wall Street
Master...the myriad moving parts involved in launching a UCITS fund
Understand...the current and proposed regulatory framework surrounding UCITS funds
Benefit...from invaluable networking opportunities with your industry peers and service providers
Profit...from the vast body of knowledge provided by our star-powered faculty from Northern Trust, BNP Paribas, Dechert LLP, State Street Global Services, Carne Group, Arendt & Medernach, ...and many, many more!

 
http://www.frallc.com/conference.aspx?ccode=B780  
 
 
Hedge Fund Compliance Conference 
The Princeton Club, NYC November 15, 2010 - November 16, 2010
 

Ensure that your fund is prepared to meet the changing face of hedge fund compliance with great success by attending our highly anticipated Hedge Fund Compliance Summit. Due to overwhelming demand, we've put together a top-quality program that tackles the multitude of challenges facing the CCO and provides clarity to the countless new regulatory guidelines facing our industry in these challenging times..

 
http://www.frallc.com/conference.aspx?ccode=b768  
 
 
The Effective Hedge Fund Tax Practices 
New York, NY December 2, 2010 - December 3, 2010
 

Get all of the relevant and practical information that you need to build an advantageous tax plan by attending our 12th Annual Effective Hedge Fund Tax Practices conference – the industry's most comprehensive tax event! Through extensive research we've put together a clear-cut and beneficial program – with fresh new topics – to help funds learn how to prosper from utilizing the most efficient tax practices possible.

 
http://www.frallc.com/conference.aspx?ccode=B774  
 
 
HFT World USA 2010 
New York, NY December 6, 2010 - December 8, 2010
 

High Frequency Trading World USA is the premier conference in North America for fund managers, traders, brokers and exchanges. Leading hedge funds and proprietary traders are pioneering the use of high frequency trading in the US. By adopting this technology they are ensuring they can compete at the highest level by achieving lower latency and trading more effectively. Book your place now at High Frequency Trading World USA to learn how HFT pioneers like Manoj Narang, CEO of proprietary firm Tradeworx, have adopted this technology and how your business can gain a competitive edge. Visit www.terrapinn.com/2010/hftusa for more information.

 
http://www.terrapinn.com/2010/hftusa/  
 
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