The Source for
exclusive news on
securities Regulation
06:47 AM, Sep. 03, 2010
DOWNLOAD CURRENT ISSUE (PDF)
CORPORATE ACCESS
CONTACT US
SUBSCRIBE NOW
FREE TRIAL
Recent Issues
30 August 2010
23 August 2010
16 August 2010
09 August 2010
02 August 2010
NEWS
Home
Top Stories
Brokerage
Investment Management
Europe & Asia
Corporate
FEATURES
Regulatory Alert
Compliance Clarified
Ask An Attorney
Regulatory Talk
Bar Stool
Conference Reports
Awards
RESOURCES
Archives
Links
Corporate Access
Buyer's Guides
Rising Stars
Events
Securities Technology Product & Services Online Guide
Hedge Fund Service Provider Guide
Pension Fund Service Provider Guide
Structured Finance Service Provider Guide
20 Rising Stars of Mutual Funds - 2008
The 20 Rising Stars of Compliance - 2007
The 20 Rising Stars of Retirement Plan Advisors - 2007
The 20 Rising Stars of Wealth Management
The 20 Rising Stars of Hedge Funds
The 20 Rising Stars of Real Estate
The 20 Rising Stars of Fixed Income
CUSTOMER SERVICE
Agents
About Compliance Reporter
Contact Us
Help/FAQ's
ADVERTISING
Advertising Opportunities
SUBSCRIBE
Subscribe
Free Trial
FSA Finds Annuities Problems
The U.K. Financial Services Authority has found weaknesses in annuity firms’ fair treatment of customers approaching retirement. An FSA review found that almost 40% of the firms studied did not meet its requirements for literature sent to customers. Among the problems found at some firms were failures to explain that exercising an open market option can lead to a higher ...
Log in to your account
Username:
Password:
Remember me
|
Forgot Password